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Advent Rules Manager® Information Kit

With Advent Rules Manager, our solution for trading compliance and portfolio monitoring, you can turn your manual tasks into automated processes and achieve a competitive advantage. Read more about how this product helps firms meet regulatory demands and honor client commitments. Our Information Kit is immediately accessible after completing a short form.

CASE STUDIES

  • CGOV Asset Management
    CGOV sees efficiency gains while helping shape the new version of Moxy. “A lot of the things we have talked about before with Advent are now starting to show up in Moxy, we love the direction that it’s going and it’s certainly beneficial for us.” says Richard Sellner, Director of Finance and Operations
  • Private Capital Management
    After a thorough review, Private Capital Management (PCM) converted from its existing trading system to Advent’s trading and compliance suite. “Our goal was to find a new system where those processes that previously took place outside of the order management system could take place directly within the system with the least amount of user intervention, and we achieved that objective with Moxy®. With Advent Rules Manager®, we now have the automated compliance support that we needed and much more...” said Information Technology Director Pedro Rolon.

WHITE PAPER

  • Managing Risk in a New World: Best Practices for Hedge Funds
    This white paper assesses the changing risk paradigm facing hedge funds and identifies a best practices framework to help managers cope with the evolving environment and to manage more effectively within it.
  • Compliance: The Five Red Flags
    This 12-page report will help you identify the red flags in your workflow—the points of inherent risk as recognized by the SEC itself—and will then outline the technology and functionality required to address them. It’s a must-read for Chief Compliance Officers and others with responsibility for compliance.
  • SEC Exam Survival Guide
    This 14 page white paper will help you understand what brings the SEC to your door. More importantly, it provides you with actions you can take to prepare for an SEC exam so that when the call comes, there is minimal stress and disruption to your firm.

INTERACTIVE CALCULATOR

  • Advent Rules Manager
    Find out if your firm can benefit from Advent Rules Manager for trading compliance and portfolio monitoring.

VIDEO

  • CGOV Asset Management
    Richard Sellner, Director of Operations & Finance, discusses how implementing Advent Rules Manager gives CGOV a compliance safety-net by automating and auditing their trading compliance.
  • Compliance is Built-In to Our Products
    In addition to Advent’s compliance specific products, our integrated suite features built-in compliance and creates compliant operations for our clients. Advent’s Govind Sandhu talks about how our clients use Advent’s flagship products to help meet operational and regulatory compliance demands. (2:37)

DEMO

  • Advent Rules Manager
    View Advent Rules Manager and its key features, including rule coverage, proactive rule checking, portfolio holding checks, compliance reviews, and rules management

PRODUCT BRIEF

  • Advent Rules Manager
    Learn about the capabilities of Advent Rules Manager, Advent’s comprehensive solution for trading compliance and portfolio monitoring.