Navigating Compliance with Advent Software

Compliance requirements within the financial services sector is now more scrutinized, and complex than ever. Regardless of whether you are a hedge fund, fund administrator, institutional asset manager, or wealth manager the need for comprehensive controls are critical to your long term success. But there’s an upside- demonstrating adherence to strict compliance standards can give your firm a competitive advantage in attracting and retaining assets and protecting your good name.

Compliance is Built into Every Advent Product

Advent Software has been building investment management solutions since 1983. We recognize the drivers of compliance and the internal and external areas of risk. With over 4,500 clients worldwide, Advent understands your business risks and can help automate many facets of compliance. Advent provides a comprehensive suite of products to help mitigate risk for marketing, client services, traders, and the chief compliance officer.

Click here to see how one Advent client firm uses our product suite to mitigate risk across their firm.

VIDEOS
The Volcker Rule
The Volcker Rule
Duration: 2 min 56 sec
John Bird discusses the vagaries of the proposed restrictions on proprietary trading and the impact on firms’ trading operations.
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John Bird discusses the vagaries of the proposed restrictions on proprietary trading and the impact on firms’ trading...
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Cost Basis Challenges Overview
Cost Basis Challenges Overview
Duration: 1 min 36 sec
Advent’s Chris Flynn provides an overview of the challenges created by the new cost basis legislation.
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Advent’s Chris Flynn provides an overview of the challenges created by the new cost basis legislation.
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Cost Basis: Key Industry Players
Cost Basis: Key Industry Players
Duration: 1 hr 19 min
Hear perspectives from industry participants regarding the impact of cost basis legislation and what you can do to prepare now, in 2011 and beyond.
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Hear perspectives from industry participants regarding the impact of cost basis legislation and what you can do to...
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Compliance is Built-In to Our Products
Compliance is Built-In to Our Products
Duration: 2 min 37 sec
In addition to Advent’s compliance specific products, our integrated suite features built-in compliance and creates compliant operations for our clients. Advent’s Govind Sandhu talks about how our clients use Advent’s flagship products to help meet operational and regulatory compliance demands.
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In addition to Advent’s compliance specific products, our integrated suite features built-in compliance and creates...
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Shifting Regulations
Shifting Regulations
Duration: 4 min 16 sec
With more than 4,500 clients, Advent often advocates our clients’ point-of-view with regulatory bodies according to Advent’s John Memminger. Our ongoing dialog with our broad client base allows us to keep on top of changes no matter the market segment or regulator involved.
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With more than 4,500 clients, Advent often advocates our clients’ point-of-view with regulatory bodies according to...
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Trading Workflows
Trading Workflows
Duration: 4 min 16 sec
The fragmentation of liquidity in the marketplace requires Portfolio Managers and Traders get more in sync. John Bird from Advent Software discusses trading workflows, including the increasing importance of better management of compliance, asset allocation and drift analysis.
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The fragmentation of liquidity in the marketplace requires Portfolio Managers and Traders get more in sync. John Bird...
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