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CGOV Asset Management
Richard Sellner, Director of Operations & Finance, CGOV Asset Management, discusses how implementing Advent Rules Manager gives CGOV a compliance safety-net by automating and auditing their trading compliance.
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Richard Sellner, Director of Operations & Finance, CGOV Asset Management, discusses how implementing Advent Rules Manager ...
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The Volcker Rule
John Bird discusses the vagaries of the proposed restrictions on proprietary trading and the impact on firms’ trading operations.
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John Bird discusses the vagaries of the proposed restrictions on proprietary trading and the impact on firms’ trading operations.
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Shifting Regulations
With more than 4,500 clients, Advent often advocates our clients’ point-of-view with regulatory bodies according to Advent’s John Memminger. Our ongoing dialog with our broad client base allows us to keep on top of changes no matter the market segment or regulator involved.
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With more than 4,500 clients, Advent often advocates our clients’ point-of-view with regulatory bodies according to Advent’s John ...
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Compliance is Built in to Our Products
In addition to Advent’s compliance specific products, our integrated suite features built-in compliance and creates compliant operations for our clients. Advent’s Govind Sandhu talks about how our clients use Advent’s flagship products to help meet operational and regulatory compliance demands.
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In addition to Advent’s compliance specific products, our integrated suite features built-in compliance and creates compliant ...
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