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Advent Rules Manager

Make Compliance an Asset
Between SEC regulations, client requirements and your firm’s investment policies, compliance has become increasingly complex. At the same time, the ability to demonstrate sound compliance practices to institutional clients and prospects has become a competitive necessity.

With Advent Rules Manager™, a comprehensive solution for trading compliance and portfolio monitoring, you can turn your manual policies and procedures into automated processes and take compliance to a new level.  Key features include:

• Rule Coverage
• Proactive Rule Checking
• Portfolio Holding Checks
• Compliance Reviews
• Integration

Advent has been supporting its clients’ compliance needs for years. However with Advent Rules Manager, you can go beyond the fundamentals and manage your clients’ complex restrictions, implement the proactive controls demanded by the SEC, and provide your chief compliance officer with better tools to monitor trading and allocations.

Manage Complex Investment Environments
Using Advent Rules Manager, you can easily and accurately define your trading and portfolio policies to automate control and review processes. This allows you to more efficiently manage diverse requirements from clients and regulators while reducing risk.

Attract and Retain Institutional Clients
Advent Rules Manager provides a firm with comprehensive rule checking and controls, allowing you to test and record your compliance and prove your policies are not just on paper. As a result, you can enhance your reputation and your ability to attract and retain institutional clients.