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Compliance Information Kit

• Compliance Reference Guide 
  This thorough reference guide was created to help investment advisors gain a better understanding of the broad and changing scope of compliance.  In this handy 24 page reference guide, you will learn about the numerous aspects of compliance. 
• Practical Guide to Developing a Culture of Compliance
  Creating a culture of compliance may prove to be simply good business, regardless of whether or not it becomes standard regulation.  Read how your firm can support compliance while improving your bottom line.
• A Practical Guide to Implementing GIPS Standards
  Compliance with the GIPS standards has become a virtual requirement in order to stay competitive. Whether you are just starting a compliance program or need to fine-tune your existing process, this white paper will help you understand the steps to becoming GIPS compliant.

PRODUCT BRIEF

• Advent Rules Manager™ Product Overview
  Learn about the capabilities of Advent Rules Manager, Advent’s comprehensive solution for trading compliance and portfolio monitoring. 

DEMO

• Advent Rules Manager Demo
  View Advent Rules Manager and its key features, including rule coverage, proactive rule checking, portfolio holding checks, compliance reviews, and rules management. 

CASE STUDY

• Fenimore
  Find out how this independent advisory firm uses Advent Rules Manager to save time, automate trading processes, and demonstrate a culture of compliance to regulators, clients, and prospects.
• Wisconsin Capital Management
  Learn how this early adopter of Advent Rules Manager is streamlining compliance internally, improving accuracy, and showing clients and prospects that it is following best practices in compliance.