Trading & Compliance Information Kit

Featured Video


"The benefits of working with Advent are that they really understand our needs. They really understand what our pain points are. And that they're willing to work with us to help develop a solution for that."

Richard Sellner

Duration 4:15

White Paper

Uncovering the True Cost of Compliance

Most firms would agree that the compliance burden has increased in recent years, along with its cost. Yet few have actually taken the time to measure that cost. So what is the true cost of compliance?

Product Brief

Trading and Compliance Solution

In an increasingly complex, high-volume and fast moving marketplace, risk occurs at many points in the investment process. Advent’s Trading and Compliance Solution helps you minimize that risk without missing a step.

Client Story

Cortina Asset Management

In an increasingly complex and demanding regulatory environment, compliance officers are hard pressed to get the timely, accurate information they need to monitor and manage risks effectively. Firms that use Advent solutions across the investment process are at a decided advantage—provided that compliance officers know what the products are capable of doing