Gain access to tools and services that help you effectively meet your regulatory requirements and uphold your own compliance initiatives.
The Black Diamond® Wealth Platform allows you to solve for the regulatory challenges your firm faces today. You will have all of the data you need at your fingertips through the Data Mining application. Extract any of the over 200 data points from the platform – all in an SEC and FINRA friendly format.
The application also comes equipped with a complete library of prebuilt templates, including 13F Asset Data, Trade Blotter, AUM by Relationship Type, AUM by Asset Type, Daily Reconciliation Exceptions, and more. In addition, you can easily schedule and share results with other uses in your firm and will be able to proactively detect anomalies.