Watch this webinar to hear actionable insights into the Marketing Rules and Fiduciary Duty requirements with experts from the ACA Group.
During this presentation, you will learn the most cited deficiencies and focus areas for 2023 and how to:
- Control the production and distribution of marketing materials
- Substantiate material facts in marketing materials
- Create a policy to identify and address conflicts of interest
- Draft guidelines for accepting and refusing potential clients
- and more